Regulatory approach
HK Investment Management operates under applicable regulatory frameworks in the jurisdictions in which it provides services. Client onboarding is subject to KYC (Know Your Customer) and AML (Anti-Money Laundering) verification. This page is a summary and does not constitute the complete regulatory disclosures for any specific jurisdiction.
Risk disclosure
Investing involves risk, including the possible loss of principal. Any target returns discussed on this site are illustrative and are not guaranteed. Past performance is not indicative of, and does not guarantee, future results. Investors should carefully consider their financial objectives, risk tolerance and time horizon before making any investment decision.
Client funds & custody
Client funds are held in segregated accounts with regulated banking and prime brokerage partners. Assets are not commingled with the firm's operational balances.
Conflicts of interest
HK Investment Management maintains policies designed to identify, mitigate and disclose conflicts of interest. Any material conflict is disclosed to affected clients in accordance with applicable rules.
Complaints & contact
Clients may raise concerns via the client portal secure messaging channel or by contacting our compliance team through the Contact page. We aim to acknowledge complaints promptly and provide a substantive response within regulatory timeframes.
This content is provided for general information only and does not constitute investment, legal or tax advice.